ITP Podcast Series Mon, 06 Apr 2026 09:36:11 -0400 https://www.buzzsprout.com/1433008 en-us © 2026 ITP Podcast Series yes a1c9d8b1-44c5-5acf-a899-0c33c34aa627 episodic false Buzzsprout (https://www.buzzsprout.com) https://storage.buzzsprout.com/o0ugzr3r16ioym9v59iw4b55sba5?.jpg ITP Podcast Series Navigating T+1: ALERT’s Automation and Risk Reduction in Focus Navigating T+1: ALERT’s Automation and Risk Reduction in Focus Explore the pivotal role that reference data will play in the industry’s move to T+1 in our latest ITP Podcast featuring Matt Johnson, Director, ITP Industry Relations and Strategic Initiatives. Matt is joined by experts Russ Stamey, Industry and Capability Lead at Northern Trust and Jan Coughlan, Co-head of ALERT Product Management, to discuss the significance of SSI data quality, standardization and automation in reducing risk and preparing the industry for accelerated settlement. Listen now as they share their experiences and challenges, as well as the solutions that Northern Trust and DTCC have brought to clients. 

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.

]]> Explore the pivotal role that reference data will play in the industry’s move to T+1 in our latest ITP Podcast featuring Matt Johnson, Director, ITP Industry Relations and Strategic Initiatives. Matt is joined by experts Russ Stamey, Industry and Capability Lead at Northern Trust and Jan Coughlan, Co-head of ALERT Product Management, to discuss the significance of SSI data quality, standardization and automation in reducing risk and preparing the industry for accelerated settlement. Listen now as they share their experiences and challenges, as well as the solutions that Northern Trust and DTCC have brought to clients. 

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.

]]> Buzzsprout-14140506 Wed, 13 Dec 2023 07:00:00 -0500 1291 full false Improving Settlement Efficiencies with ALERT Improving Settlement Efficiencies with ALERT Like most firms in the industry, Legal & General Investment Management (LGIM) have been managing to regulations like CSDR, and are preparing for the industry’s move to US T+1. To do this, they’ve made improving settlement efficiencies one of their top priorities. Luckily, DTCC’s Institutional Trade Processing (ITP) has been there to help. The latest podcast in our ITP Podcast Series features DTCC’s Matt Johnson, joined by Dan Morecroft, Onboarding Manager at Legal & General Investment Management and Jan Coughlan, Co-head of ALERT Product Management, DTCC discussing the importance of well-maintained SSIs in facilitating timely and accurate trade settlement and preventing trade failure. Listen now to hear how LGIM was able to improve their settlement efficiencies with ALERT.

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated. 

]]> Like most firms in the industry, Legal & General Investment Management (LGIM) have been managing to regulations like CSDR, and are preparing for the industry’s move to US T+1. To do this, they’ve made improving settlement efficiencies one of their top priorities. Luckily, DTCC’s Institutional Trade Processing (ITP) has been there to help. The latest podcast in our ITP Podcast Series features DTCC’s Matt Johnson, joined by Dan Morecroft, Onboarding Manager at Legal & General Investment Management and Jan Coughlan, Co-head of ALERT Product Management, DTCC discussing the importance of well-maintained SSIs in facilitating timely and accurate trade settlement and preventing trade failure. Listen now to hear how LGIM was able to improve their settlement efficiencies with ALERT.

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated. 

]]> Buzzsprout-13639356 Fri, 22 Sep 2023 08:00:00 -0400 797 full false American Century Investments - Transforming Post Trade Processes with ITP American Century Investments - Transforming Post Trade Processes with ITP DTCC's Matt Johnson is joined by Attar Singh Sokhal and Cihan Kasikara from American Century Investments to talk about how ACI is leveraging DTCC's Institutional Trade Processing to transform their post-trade processes.

Learn more:
DTCC's CTM
DTCC's ALERT
ALERT Key Auto Select
ALERT Global Custodian Direct

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated. 

]]> DTCC's Matt Johnson is joined by Attar Singh Sokhal and Cihan Kasikara from American Century Investments to talk about how ACI is leveraging DTCC's Institutional Trade Processing to transform their post-trade processes.

Learn more:
DTCC's CTM
DTCC's ALERT
ALERT Key Auto Select
ALERT Global Custodian Direct

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated. 

]]> Matt Johnson, DTCC; Attar Singh Sokhal, American Century Investments; Cihan Kasikara, American Century Investments Buzzsprout-10128104 Wed, 23 Feb 2022 05:00:00 -0500 906 full false Measuring the buy-side impact. How custodians are preparing their clients for CSDR. Measuring the buy-side impact. How custodians are preparing their clients for CSDR. Matt Johnson, DTCC, catches up with Derek Coyle, Custody Product Manager, Vice President, Brown Brothers Harriman to discuss how, according to analysis done by BBH, the size of a buy-side firm will directly affect the impact they’ll see when CSDR’s SDR comes into effect in February 2022. But by how much? Listen to our podcast to learn more.

The services described are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> Matt Johnson, DTCC, catches up with Derek Coyle, Custody Product Manager, Vice President, Brown Brothers Harriman to discuss how, according to analysis done by BBH, the size of a buy-side firm will directly affect the impact they’ll see when CSDR’s SDR comes into effect in February 2022. But by how much? Listen to our podcast to learn more.

The services described are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> Buzzsprout-8384039 Thu, 22 Apr 2021 10:00:00 -0400 1084 full false DTCC Consulting Services: Preparing for CSDR DTCC Consulting Services: Preparing for CSDR The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast to learn what DTCC Consulting Services is doing to help the industry prepare. 

DTCC Consulting Services: Preparing for CSDR features DTCC's Matt Johnson and Simon Hughes. 

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast to learn what DTCC Consulting Services is doing to help the industry prepare. 

DTCC Consulting Services: Preparing for CSDR features DTCC's Matt Johnson and Simon Hughes. 

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> Buzzsprout-8247687 Wed, 31 Mar 2021 11:00:00 -0400 572 1 6 full false CSDR Basics: SSIs and Trade Confirmation CSDR Basics: SSIs and Trade Confirmation The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast series to hear directly from experts in the industry on how they are preparing.

CSDR Basics:  SSIs and Trade Confirmation features DTCC's Matt Johnson.

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast series to hear directly from experts in the industry on how they are preparing.

CSDR Basics:  SSIs and Trade Confirmation features DTCC's Matt Johnson.

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> Buzzsprout-7474000 Mon, 25 Jan 2021 10:00:00 -0500 185 full false CSDR Buy-Ins: What Could Change? CSDR Buy-Ins: What Could Change? The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast series to hear directly from experts in the industry on how they are preparing.

CSDR Buy-Ins: What Could Change?  features DTCC's Matt Johnson.

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast series to hear directly from experts in the industry on how they are preparing.

CSDR Buy-Ins: What Could Change?  features DTCC's Matt Johnson.

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> Buzzsprout-7473979 Mon, 25 Jan 2021 10:00:00 -0500 204 full false A Buy-Side View A Buy-Side View The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast series to hear directly from experts in the industry on how they are preparing.

A Buy-Side View features DTCC's Matt Johnson and Lia Oyman, Market and Regulatory Initiatives Manager at Franklin Templeton Investments. 

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast series to hear directly from experts in the industry on how they are preparing.

A Buy-Side View features DTCC's Matt Johnson and Lia Oyman, Market and Regulatory Initiatives Manager at Franklin Templeton Investments. 

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> With Franklin Templeton Investments Buzzsprout-6040705 Wed, 15 Jul 2020 10:00:00 -0400 1479 1 3 full false A Broker View A Broker View The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast series to hear directly from experts in the industry on how they are preparing.

A Broker View features DTCC's Matt Johnson and Sachin Mohindra, Executive Director for Securities Trade Management Business, Development Securities Division, Operations, Goldman Sachs. 

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast series to hear directly from experts in the industry on how they are preparing.

A Broker View features DTCC's Matt Johnson and Sachin Mohindra, Executive Director for Securities Trade Management Business, Development Securities Division, Operations, Goldman Sachs. 

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> with Goldman Sachs Buzzsprout-6040669 Wed, 15 Apr 2020 09:00:00 -0400 1749 1 2 full false A Custodian View A Custodian View The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast to hear directly from experts in the industry on how they are preparing.

A Custodian View features DTCC's Matt Johnson and Derek Coyle, Vice President, Custody Product at Brown Brothers Harriman.

The services described are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast to hear directly from experts in the industry on how they are preparing.

A Custodian View features DTCC's Matt Johnson and Derek Coyle, Vice President, Custody Product at Brown Brothers Harriman.

The services described are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. 

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

]]> with Brown Brothers Harriman Buzzsprout-6040651 Sat, 15 Feb 2020 09:00:00 -0500 1393 1 1 full false